Open roleExternal
Compliance Consultant - Buy-Side
- london, england, United Kingdom
- Permanent·On-site
- Full time
- £30 - £45 Per Hour
Job Description
Our client is a boutique (but with a global footprint) compliance consultancy focused on the investment management sector
Key Responsibilities
- Working with senior consultants and supporting them in their roles as the primary compliance resource for a number of retained client relationships
- Attending client meetings, both on-site and by video conference, in conjunction with senior consultants
- Assisting with setting up compliance infrastructure for clients
- Assisting with compliance projects, monitoring reviews, and drafting compliance monitoring reports
- Managing certain FCA application processes on behalf of clients, for example in relation to Approved Persons applications
- Assisting with preparation and delivery of compliance training
- Understanding and updating clients on regulatory change and how it impacts their business
- Providing strategic compliance advice, anticipating the regulatory compliance needs of our clients
- Building and developing client relationships
Key Skills / Experience
- 1 - 2 years’ experience gained within a compliance, specialist or management consultancy, asset manager (including hedge funds, private equity, real estate and other alternatives), law firm or a regulator such as the FCA, SEC, NFA, etc. is preferable
- An understanding of the UK regulatory landscape and the FCA Handbook
- Excellent customer service ethos
- Degree educated or similar
- Excellent verbal and written communication skills
- Ability to multi-task
- Must hold the right to work in the UK