Compliance Director - SMF16/17

Are you a forward-thinking compliance professional seeking a flexible Compliance Director - SMF16/17 job with an ambitious, tech-forward independent financial planning firm? This is your opportunity to shape compliance strategy whilst maintaining genuine work-life balance.

Our client, a rapidly growing IFA firm. They're now seeking a Compliance Director - SMF16/17 to provide expert oversight on a part-time, fractional basis approximately one day per week.

Why This Compliance Director - SMF16/17 Role Stands Out:

• True flexibility - One day per week commitment with scope to grow as the business scales
• Technology-led approach - Work with AI-driven processes, streamlined suitability reporting
• Strategic influence - Join quarterly leadership events and genuinely shape the compliance framework
• Independence matters - Support a firm that champions advisor autonomy with a wide CIP across major platforms
• Collaborative model - Work alongside outsourced compliance support for operational tasks, whilst you focus on strategic oversight

As Compliance Director - SMF16/17, you'll oversee regulatory obligations, support advisor onboarding processes, and ensure robust frameworks across a geographically dispersed team serving UK and international clients within FCA guidelines.

Compliance Director - SMF16/17 Requirements:

• Essential: SMF16 and SMF17 experience within independent financial planning
• Essential: Strong understanding of IFA regulatory requirements, advice processes and compliance
• Desirable: Knowledge of advisor recruitment and onboarding compliance
• Desirable: Knowledge of Financial Planning AI and technology-driven compliance solutions

The Company

A directly authorised independent financial planning firm operating a fully remote model with advisors nationwide. They champion genuine independence with a wide investment proposition, cutting-edge technology, and clear growth ambitions toward £1 billion AUM.

Compliance Director - SMF16/17 Benefits

• Competitive compensation : £2,000 - £5,000 per month (dependent on experience and exact commitment)
• Fully remote working
• Flexible scheduling
• Opportunity to grow into fuller-time role as firm scales
• Involvement in company culture and quarterly events

Location

Fully remote - UK-based candidates welcome nationwide.

Ready to explore this Compliance Director - SMF16/17 opportunity? Apply now to join a firm where compliance truly partners with growth.

Liability and Disclaimer

Whilst Premier Jobs UK uses all reasonable efforts to ensure the information contained in our adverts including any salary, benefits or on target earnings are accurate, we give no representation or warranty in respect of such information. No liability is accepted by Premier Jobs UK for any loss or damage which may arise out of any person relying on or using any information