Compliance Officer - Financial Services

About the Role

Our client is recruiting for a meticulous and proactive Compliance Officer to join their financial services team in Belfast . This role is essential for ensuring the firm adheres to all relevant regulatory requirements and industry standards, safeguarding both the business and its clients. You will be instrumental in developing, implementing, and monitoring compliance frameworks, policies, and procedures. This is a critical position for an individual passionate about regulatory integrity within the dynamic financial sector of Northern Ireland.

Key Responsibilities

• Develop, implement, and maintain the firm's compliance policies and procedures in line with regulatory guidelines.
• Conduct regular compliance monitoring, risk assessments, and internal audits.
• Investigate potential compliance breaches and report findings and recommendations to senior management.
• Keep abreast of changes in financial regulations and advise the business on necessary adaptations.
• Provide compliance training and guidance to staff across various departments.

Requirements

• Bachelor's degree in Law, Business, Finance, or a related discipline.
• Proven experience in a compliance, risk, or regulatory role within the financial services industry.
• Thorough understanding of UK financial regulations (e.g., FCA, PRA).
• Strong analytical skills with the ability to interpret complex legal and regulatory texts.
• Excellent organisational skills and attention to detail.

Benefits

• Competitive salary and benefits package.
• Opportunities for professional development and gaining industry-specific certifications.
• Hybrid working model offering flexibility.
• A key role in ensuring regulatory adherence for a reputable firm in Belfast .
• Contribute to maintaining the highest standards in the Northern Ireland financial market.