Compliance Officer - Financial Services

About the Role

Our client is seeking a proactive and experienced Compliance Officer to join their established financial services firm in Sunderland, Tyne and Wear . This role is integral to ensuring the company adheres to all relevant regulatory requirements and industry standards, safeguarding its reputation and operational integrity. You will be responsible for developing, implementing, and monitoring compliance programs, offering a challenging and rewarding career path. This position is ideal for a dedicated professional committed to maintaining the highest ethical standards within the financial sector, based in the vibrant city of Sunderland .

Key Responsibilities

• Develop, implement, and maintain robust compliance policies and procedures.
• Conduct regular internal audits and risk assessments to identify and address potential compliance gaps.
• Monitor regulatory changes and ensure the company's operations remain compliant.
• Provide training and guidance to staff on compliance-related matters.
• Investigate and resolve compliance breaches or concerns.
• Liaise with regulatory bodies and external auditors as required.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Proven experience in a compliance role within the financial services industry.
• Comprehensive knowledge of relevant financial regulations (e.g., FCA, GDPR).
• Strong analytical and problem-solving skills with excellent attention to detail.
• Excellent written and verbal communication skills.
• Ability to work independently and manage multiple priorities effectively.

Benefits

• Attractive salary and benefits package.
• Hybrid working model offering a blend of office and remote work.
• Contributory pension scheme.
• Generous annual leave allowance.
• Professional development and training opportunities to enhance your career in Sunderland .