Compliance Officer

About the Role

Our client is seeking a diligent and detail-oriented Compliance Officer to join their team in Belfast . This role is critical in ensuring the company adheres to all relevant legal and regulatory requirements within the financial services sector. You will be responsible for developing, implementing, and monitoring compliance policies and procedures, conducting risk assessments, and investigating potential breaches. This is a fantastic opportunity for a seasoned professional to contribute to a strong compliance culture and safeguard the company's reputation and operations.

Key Responsibilities

• Develop, implement, and maintain robust compliance policies and procedures in line with current regulations.
• Conduct regular compliance audits and risk assessments to identify potential areas of non-compliance.
• Investigate and resolve any compliance breaches or regulatory issues, reporting findings to senior management.
• Provide training and guidance to employees on compliance matters and regulatory obligations.
• Liaise with regulatory bodies and external auditors as required.
• Stay updated on changes in relevant legislation and industry best practices.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 3 years of experience in a compliance or regulatory role within the financial services industry.
• In-depth knowledge of UK financial regulations (e.g., FCA, PRA).
• Strong understanding of risk management principles and internal controls .
• Excellent analytical, problem-solving, and report-writing skills.
• High level of integrity and ability to handle sensitive information confidentially.

Benefits

• Competitive salary commensurate with experience.
• Comprehensive benefits package including health insurance and pension contributions.
• Opportunities for professional development and industry certifications.
• A supportive work environment with a focus on ethical conduct.
• Generous annual leave allowance.