Compliance Officer

About the Role

Our client, a growing financial services provider in Glasgow , is seeking a diligent Compliance Officer to ensure adherence to all relevant regulatory requirements and internal policies. This hybrid role is essential for maintaining the integrity and reputation of the organisation by overseeing compliance frameworks, conducting risk assessments, and developing preventative measures. You will play a key part in fostering a culture of compliance across the business, working within a supportive team environment.

Key Responsibilities

• Monitor and interpret relevant financial regulations and guidelines.
• Develop and implement compliance policies, procedures, and training programs.
• Conduct regular compliance reviews and risk assessments across various business functions.
• Investigate potential compliance breaches and recommend corrective actions.
• Liaise with regulatory bodies and external auditors as required.
• Maintain accurate records of compliance activities and reporting.

Requirements

• Bachelor's degree in Law, Finance, Business, or a related discipline.
• Proven experience (3+ years) in a compliance role within the financial services sector.
• Strong understanding of UK financial regulations (e.g., FCA, PRA).
• Excellent analytical and problem-solving skills.
• High level of integrity and attention to detail.
• Effective communication and interpersonal skills.

Benefits

• Competitive salary and performance-related incentives.
• Hybrid working model offering flexibility.
• Comprehensive benefits package including health insurance and pension.
• Opportunities for professional development and qualifications.
• Positive and collaborative workplace culture.