Compliance Officer

About the Role

Our client is seeking a diligent and knowledgeable Compliance Officer to ensure adherence to regulatory standards and internal policies within their financial operations in Liverpool . This critical role involves monitoring business activities, developing compliance programs, conducting risk assessments, and providing guidance to staff on regulatory requirements. You will play a key part in maintaining the company's integrity and reputation in the highly regulated UK financial services industry . The ideal candidate will have a strong understanding of financial regulations, excellent attention to detail, and the ability to implement and enforce compliance procedures effectively.

Key Responsibilities

• Develop, implement, and maintain the company's compliance program, ensuring alignment with current regulations.
• Monitor business activities and transactions to detect and prevent potential compliance breaches.
• Conduct regular risk assessments and identify areas requiring enhanced controls or training.
• Investigate compliance issues, prepare reports, and recommend corrective actions.
• Provide training and guidance to employees on compliance policies and procedures.
• Stay updated on changes in relevant laws and regulations and advise management accordingly.
• Liaise with regulatory bodies and participate in audits and examinations.

Requirements

• Bachelor's degree in Law, Finance, Business, or a related field; professional compliance certifications are a plus.
• Minimum of 4 years of experience in a compliance, legal, or regulatory role within the financial services sector.
• Thorough knowledge of UK financial regulations (e.g., FCA, PRA rules) and AML/KYC requirements.
• Strong analytical and problem-solving skills, with a meticulous approach to detail.
• Excellent written and verbal communication skills, with the ability to explain complex regulations clearly.
• Proficiency in compliance monitoring software and standard office applications.

Benefits

• Competitive annual salary and potential for annual bonuses.
• Comprehensive benefits package including private healthcare and a pension scheme.
• Opportunities for professional development and compliance training.
• A key role within a reputable financial institution in Liverpool .
• Supportive team environment with opportunities for career progression.