QC Auditor: Client Suitability & Compliance

Rathbones, UK wealth management leader, seeks a QC Reviewer in Liverpool. You will join the Quality Control team to verify that client records and recommendations meet FCA requirements and Rathbones guidance, ensuring the suitability of advice across the client lifecycle.

Working pattern is hybrid with 1x permanent role and 1x 12-month FTC. The role emphasises detailed documentation, clear justification of suitability, and collaboration with the Front Office to raise file quality and compliance.

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