Senior Compliance Analyst

About the Role

Our client is seeking an experienced Senior Compliance Analyst to join their finance and compliance team in Derby , offering a hybrid working model. This role is vital in ensuring the company adheres to all financial regulations and internal policies, supporting the overall integrity of the organization. You will be instrumental in conducting compliance reviews, identifying risks, and contributing to the development and implementation of compliance strategies. This is a significant opportunity for a detail-oriented professional to contribute to a strong compliance culture and support the company's commitment to ethical operations, benefiting from a flexible work arrangement.

Key Responsibilities

• Conduct thorough reviews of financial transactions and processes to ensure compliance with regulations.
• Assist in the development and implementation of compliance policies and procedures.
• Identify potential compliance risks and recommend appropriate mitigation strategies.
• Investigate and report on compliance issues and incidents.
• Support the preparation for internal and external audits.
• Provide guidance and training to staff on compliance matters.
• Maintain accurate records of compliance activities and documentation.

Requirements

• Bachelor's degree in Finance, Law, Business, or a related field.
• Minimum of 3 years of experience in a compliance or regulatory role within financial services.
• Strong understanding of UK financial regulations and compliance frameworks.
• Excellent analytical skills and attention to detail.
• Proficiency in using compliance management software and standard office tools.
• Effective written and verbal communication skills.
• Ability to work collaboratively in a team and independently on assigned tasks.

Benefits

• Competitive annual salary and potential for year-end bonuses.
• Hybrid work arrangement providing flexibility between home and office in Derby .
• Comprehensive health and dental insurance.
• Opportunities for professional development and relevant certifications.
• A supportive work environment focused on regulatory adherence and ethical conduct.