Senior Compliance Manager

About the Role

Our client is seeking a highly experienced and motivated Senior Compliance Manager to lead their compliance function in Sheffield . This leadership role is responsible for overseeing the development, implementation, and ongoing management of the firm's compliance program. You will ensure adherence to all applicable financial regulations, mitigate risks, and foster a strong compliance culture throughout the organization. This is a crucial position for an accomplished compliance professional looking to make a significant impact within a respected financial institution.

Key Responsibilities

• Develop and maintain a comprehensive compliance program that meets regulatory requirements and business needs.
• Oversee the monitoring and testing of business activities to ensure adherence to policies and regulations.
• Lead investigations into potential compliance breaches and recommend appropriate corrective actions.
• Manage relationships with regulatory bodies and respond to inquiries and examinations.
• Provide training and guidance to staff on compliance matters and best practices.
• Stay informed about evolving regulatory landscapes and proactively advise the business on potential impacts.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related discipline.
• Minimum of 6 years of experience in compliance management within the financial services industry.
• Deep knowledge of relevant financial regulations, including AML, KYC, and market conduct rules.
• Demonstrated experience in developing and implementing compliance policies and procedures.
• Strong leadership, analytical, and problem-solving capabilities.

Benefits

• Competitive salary and a substantial performance-related bonus scheme.
• Comprehensive health, dental, and vision insurance.
• Generous pension plan and life assurance coverage.
• Opportunities for professional development and leadership training.
• A key role in shaping the compliance strategy for a growing firm in Sheffield .