Senior Compliance Manager

About the Role

Our client is seeking a highly experienced and proactive Senior Compliance Manager to establish and lead their compliance function remotely. This critical role will involve designing and implementing a robust compliance framework to ensure adherence to all relevant financial regulations and industry best practices. You will be responsible for identifying potential compliance risks, developing mitigation strategies, and fostering a strong culture of compliance throughout the organization. This is an exciting opportunity for a seasoned compliance professional to build and shape a key function from the ground up in a dynamic, remote-first environment.

Key Responsibilities

• Develop, implement, and maintain comprehensive compliance policies, procedures, and controls.
• Conduct regular compliance risk assessments and audits to identify and address potential issues.
• Oversee the company's adherence to all applicable laws, regulations, and industry standards.
• Provide expert guidance and training to employees on compliance-related matters.
• Manage relationships with regulatory bodies and respond to inquiries.
• Investigate potential compliance breaches and implement corrective actions.

Requirements

• Bachelor's degree in Law, Business, Finance, or a related field; relevant professional certifications are highly desirable.
• Minimum of 7 years of progressive experience in compliance, regulatory affairs, or a related field within the financial services sector.
• In-depth knowledge of UK financial services regulations (e.g., FCA, PRA).
• Proven experience in developing and implementing compliance programs.
• Strong analytical, problem-solving, and communication skills.
• Ability to work independently and manage multiple priorities in a remote setting.

Benefits

• Competitive salary and performance-based incentive program.
• Fully remote work arrangement, offering maximum flexibility.
• Comprehensive health, dental, and vision insurance.
• Generous pension scheme with employer contributions.
• Opportunities for significant professional development and advancement.