Senior Compliance Officer

About the Role

Our client, a reputable financial services firm in Bristol , is seeking a proactive and experienced Senior Compliance Officer . This hybrid role will involve ensuring the company adheres to all relevant regulatory requirements and internal policies, particularly within the context of financial services. You will play a crucial part in developing and implementing compliance frameworks, conducting risk assessments, and advising business units on best practices. The ideal candidate is meticulous, possesses a strong understanding of UK financial regulations, and thrives in a collaborative environment that blends office presence with remote work flexibility.

Key Responsibilities

• Develop, implement, and maintain the firm's compliance policies and procedures.
• Conduct regular compliance monitoring and testing to ensure adherence to regulations (e.g., FCA, PRA).
• Investigate potential compliance breaches and recommend appropriate corrective actions.
• Provide guidance and training to staff on compliance matters and regulatory changes.
• Assist in preparing for and managing regulatory inspections and audits.
• Stay updated on relevant legislative and regulatory developments affecting the financial sector .

Requirements

• Bachelor's degree in Law, Finance, Business, or a related field.
• Minimum of 4 years of experience in a compliance role within the UK financial services industry .
• In-depth knowledge of financial regulations, such as MiFID II, AML, and GDPR.
• Strong analytical and problem-solving skills with meticulous attention to detail.
• Excellent communication and interpersonal skills, with the ability to engage effectively with various stakeholders.
• Comfortable working within a hybrid model, balancing office-based and remote responsibilities in Bristol .

Benefits

• Competitive salary and an annual performance bonus.
• Flexible hybrid working arrangement to promote work-life balance.
• Comprehensive private medical and dental insurance.
• Generous employer contribution to pension schemes.
• Opportunities for professional development and gaining further compliance certifications.