Senior Compliance Officer

About the Role

Our client is seeking a meticulous and experienced Senior Compliance Officer to join their dedicated compliance team in Edinburgh . This role is crucial for ensuring that the organization adheres to all relevant financial regulations, industry standards, and internal policies. You will play a key part in developing and implementing compliance programs, conducting investigations, and advising the business on regulatory requirements. Based in the heart of Edinburgh, this position requires a dedicated professional committed to upholding the highest standards of integrity and regulatory adherence within the financial sector.

Key Responsibilities

• Develop, implement, and maintain robust compliance policies and procedures in line with current regulatory frameworks.
• Conduct regular compliance monitoring and testing to identify potential breaches or areas of risk.
• Investigate potential compliance breaches, prepare reports, and recommend corrective actions.
• Provide compliance training and guidance to employees across various departments.
• Liaise with regulatory bodies and external auditors as required.
• Stay up-to-date with changes in relevant legislation and regulatory requirements.

Requirements

• Bachelor's degree in Law, Finance, Business, or a related field.
• Minimum of 5 years of experience in a compliance role, preferably within financial services.
• In-depth knowledge of relevant financial regulations (e.g., FCA, PRA in the UK).
• Strong analytical, investigative, and report-writing skills.
• Excellent communication and interpersonal skills, with the ability to influence effectively.
• Attention to detail and a strong ethical compass.

Benefits

• Competitive salary and annual bonus.
• Comprehensive private medical insurance and pension plan.
• Generous holiday entitlement.
• Opportunities for professional development and ongoing training.
• A professional and ethical working environment.