Compliance Officer - Financial Services

About the Role

Our client seeks an experienced and diligent Compliance Officer to bolster their team in Belfast . This role is central to ensuring the firm adheres to all relevant financial regulations and legal requirements, mitigating risk and upholding the highest standards of integrity. You will be responsible for developing, implementing, and monitoring compliance frameworks. This is an excellent opportunity for a proactive individual passionate about regulatory affairs to make a significant impact within a reputable financial institution.

Key Responsibilities

• Develop, implement, and maintain the firm's compliance policies and procedures.
• Conduct regular compliance monitoring and testing to assess adherence to regulations.
• Investigate potential breaches of compliance policies and recommend appropriate actions.
• Advise business units on regulatory requirements and best practices.
• Prepare and submit regulatory reports to relevant authorities.
• Stay abreast of changes in financial services legislation and regulatory guidance.

Requirements

• Bachelor's degree in Law, Finance, Business, or a related discipline.
• Minimum of 3 years' experience in a compliance role within the financial services industry.
• In-depth knowledge of relevant UK financial regulations (e.g., FCA handbook).
• Experience in risk assessment and control frameworks.
• Strong analytical skills and meticulous attention to detail.
• Excellent written and verbal communication skills.

Benefits

• Competitive salary package.
• Comprehensive private medical insurance.
• Pension contribution scheme.
• Generous holiday entitlement.
• Opportunities for career advancement and specialized training in regulatory compliance.