Open roleExternal
Compliance Officer
- leeds, west yorkshire, LS1 5DL, United Kingdom
- Permanent·On-site
- Full time
- £55,000 - £55,000 Per Annum
Job Description
About the Role
Our client is seeking a meticulous and experienced Compliance Officer to join their established operations in Leeds . This role is essential for ensuring adherence to all relevant regulatory requirements and internal policies within the financial services sector. You will be responsible for developing, implementing, and monitoring compliance programs to mitigate risk and maintain the highest standards of integrity. This is a critical position for safeguarding the firm's reputation and ensuring smooth operations, offering a chance to contribute to robust governance frameworks in the UK's financial industry from our Leeds base.
Key Responsibilities
- Develop, implement, and maintain the company's compliance policies and procedures.
- Conduct regular compliance monitoring and risk assessments across all business functions.
- Investigate potential compliance breaches and recommend corrective actions.
- Provide training and guidance to staff on regulatory requirements and ethical standards.
- Liaise with regulatory bodies and assist in responding to regulatory inquiries and audits.
Requirements
- Bachelor's degree in Law, Finance, Business Administration, or a related field.
- Minimum of 4 years of experience in compliance, risk management, or regulatory affairs within the banking and finance sector.
- In-depth knowledge of relevant UK and international financial regulations (e.g., FCA, PRA, AML, KYC).
- Strong analytical skills with the ability to interpret complex legal and regulatory texts.
- Excellent organizational, communication, and interpersonal skills for effective collaboration across departments in Leeds .
Benefits
- Competitive salary with opportunities for annual review and potential bonuses.
- Comprehensive benefits package including health, dental, and life insurance.
- Pension scheme with employer contributions.
- Support for professional development, including relevant certifications.
- A stable and supportive work environment within a reputable financial institution in Leeds .