Compliance Officer

About the Role

Our client, a reputable financial services provider in Leeds , is seeking a diligent Compliance Officer to enhance its regulatory adherence framework. This role is crucial for ensuring the business operates within legal and regulatory boundaries, mitigating risks, and upholding the company's integrity. You will work within a hybrid model, collaborating with legal, risk, and operational teams to interpret and implement complex regulatory requirements, safeguarding the firm and its clients from compliance breaches.

Key Responsibilities

• Monitor and interpret relevant financial regulations and guidelines impacting the business.
• Develop, implement, and maintain effective compliance policies and procedures.
• Conduct regular compliance risk assessments and internal audits.
• Investigate potential compliance breaches and prepare reports with recommendations.
• Provide training and guidance to staff on compliance matters.
• Liaise with regulatory bodies and external auditors as required.

Requirements

• Bachelor's degree in Law, Finance, Business, or a related discipline.
• Minimum of 3-5 years of experience in a compliance or risk management role within the financial services industry.
• Thorough understanding of UK financial regulations (e.g., FCA, PRA handbooks).
• Strong analytical skills and attention to detail.
• Excellent written and verbal communication skills.

Benefits

• Competitive salary package commensurate with experience.
• Flexible hybrid working arrangement supporting work-life balance.
• Comprehensive health and wellness benefits program.
• Opportunities for professional qualifications and ongoing compliance training.
• A supportive and ethical work environment focused on maintaining high standards.