Compliance Officer

About the Role

Our client is looking for a highly ethical and knowledgeable Compliance Officer to join their growing financial services firm in Leeds . This role is essential for ensuring the company adheres to all relevant laws, regulations, and internal policies. You will be responsible for developing, implementing, and monitoring compliance programs, proactively identifying and mitigating risks. This is a crucial position for an individual passionate about maintaining integrity and trust within the financial sector, working in a professional and regulated environment.

Key Responsibilities

• Develop, implement, and maintain the company's compliance program.
• Monitor adherence to regulatory requirements and internal policies across all business functions.
• Conduct regular compliance audits and risk assessments, identifying areas for improvement.
• Investigate potential compliance breaches and recommend corrective actions.
• Provide training and guidance to staff on compliance-related matters.
• Stay up-to-date with changes in relevant legislation and regulatory frameworks.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Proven experience in a compliance or regulatory role within the financial services industry.
• In-depth knowledge of financial regulations (e.g., FCA, PRA guidelines).
• Strong analytical skills and the ability to interpret complex legal and regulatory texts.
• Excellent communication, presentation, and interpersonal skills.
• High level of integrity and professional ethics.

Benefits

• Competitive salary package commensurate with experience.
• Hybrid work arrangement offering a blend of office and remote work flexibility.
• Comprehensive benefits including health, dental, and life insurance.
• Contributory pension scheme.
• Opportunities for professional development and achieving industry certifications.