Compliance Officer

About the Role

Our client is seeking a diligent and proactive Compliance Officer to join their established financial services team in Milton Keynes . This role is essential for ensuring the organisation adheres to all relevant regulatory requirements and internal policies. You will be responsible for monitoring business activities, implementing compliance procedures, and providing guidance to staff on regulatory matters. This is a key position for an individual committed to upholding the highest standards of integrity and operational compliance within the financial sector, contributing to the firm's reputation and stability.

Key Responsibilities

• Develop, implement, and maintain the firm's compliance program and policies in accordance with regulatory standards.
• Conduct regular compliance monitoring and testing of business activities to identify potential risks and breaches.
• Investigate potential compliance breaches, prepare reports, and recommend appropriate remedial actions.
• Provide training and guidance to staff on compliance-related issues and regulatory changes.
• Liaise with regulatory bodies, manage regulatory filings, and respond to inquiries.
• Stay updated on evolving legislation and regulatory requirements impacting the financial services industry.

Requirements

• Proven experience in a compliance or regulatory role within the financial services industry.
• Strong knowledge of UK financial regulations (e.g., FCA Handbook, PRA Rulebook).
• Excellent understanding of risk management principles and compliance frameworks.
• Proficiency in compliance monitoring tools and techniques.
• High level of integrity, strong analytical skills, and excellent written and verbal communication abilities.

Benefits

• Competitive salary and performance-related bonuses.
• Hybrid working model providing a balance between office and remote work.
• Generous holiday allowance and company pension scheme.
• Opportunities for professional development and relevant certifications.
• A supportive and ethical work environment focused on regulatory excellence.