Compliance Officer

About the Role

Our client is seeking a meticulous and knowledgeable Compliance Officer to bolster their legal and compliance department in Leeds . In this role, you will be instrumental in ensuring that the firm adheres to all relevant laws, regulations, and internal policies within the financial sector. You will conduct regular audits, develop compliance training programs, and advise stakeholders on regulatory requirements. This position offers a vital opportunity to contribute to the integrity and reputation of the organization, working within a highly regulated industry where adherence to standards is paramount.

Key Responsibilities

• Monitor and interpret financial regulations and advise on compliance implications.
• Develop and implement internal compliance policies and procedures.
• Conduct regular internal audits to assess adherence to regulations and policies.
• Manage regulatory reporting requirements and liaise with regulatory bodies.
• Deliver compliance training to staff across various departments.

Requirements

• Bachelor's degree in Law, Finance, Business Administration, or a related field.
• 3-5 years of experience in compliance, regulatory affairs, or a related role within financial services.
• In-depth knowledge of relevant UK and international financial regulations (e.g., FCA, AML, GDPR).
• Strong analytical and problem-solving skills with meticulous attention to detail.
• Excellent communication, interpersonal, and presentation skills.

Benefits

• Competitive salary and comprehensive benefits package.
• Opportunities for professional certifications and ongoing training.
• Hybrid working model that promotes work-life balance.
• A supportive and ethical work environment.
• Contribution to maintaining high standards of corporate governance.