Senior Compliance Officer

About the Role

Our client is seeking a highly diligent and experienced Senior Compliance Officer to join their reputable financial services firm in Edinburgh . This role is essential for ensuring adherence to all relevant financial regulations and internal policies. You will be responsible for developing, implementing, and monitoring compliance programs, providing guidance to staff, and managing regulatory relationships. This is a critical position for maintaining the integrity and reputation of the business within the highly regulated financial sector.

Key Responsibilities

• Develop, implement, and maintain the firm's compliance framework and policies.
• Conduct regular compliance monitoring and testing to ensure adherence to regulations.
• Investigate potential breaches of compliance regulations and company policies.
• Provide expert compliance advice and training to staff across all departments.
• Liaise with regulatory bodies and manage regulatory examinations and inquiries.
• Stay up-to-date with changes in financial regulations and best practices.

Requirements

• University degree in Law, Finance, Business, or a related field.
• Minimum of 5 years of experience in a compliance role within the financial services industry.
• Thorough understanding of UK financial regulations (e.g., FCA, PRA rules).
• Excellent analytical, investigative, and problem-solving skills.
• Strong communication and interpersonal skills, with the ability to influence stakeholders.

Benefits

• Competitive salary and performance-related incentives.
• Hybrid work model providing a balance of office and remote work in Edinburgh .
• Comprehensive health and wellness benefits package.
• Generous holiday allowance and company pension scheme.
• Opportunities for professional growth and advancement within the compliance field.