Lead Compliance Officer

About the Role

Our client is looking for a highly experienced Lead Compliance Officer to guide their compliance function in Leeds . This senior role is responsible for developing, implementing, and overseeing the company's compliance program, ensuring adherence to all relevant financial regulations and ethical standards. You will provide expert guidance on compliance matters, manage regulatory relationships, and champion a culture of integrity. This position offers a challenging and rewarding career path within a respected financial services firm, with opportunities to influence compliance strategy and operations.

Key Responsibilities

• Develop and implement comprehensive compliance policies and procedures.
• Conduct regular compliance training for employees across all departments.
• Monitor regulatory changes and assess their impact on the organization.
• Oversee internal investigations into potential compliance breaches.
• Manage relationships with regulatory bodies and facilitate audits and examinations.
• Provide strategic advice on compliance matters to senior management and the board.

Requirements

• Law degree or relevant professional qualification in compliance or finance.
• Minimum of 7 years of experience in compliance roles within the financial services sector.
• In-depth knowledge of UK and international financial regulations.
• Strong understanding of risk assessment and control frameworks.
• Excellent leadership, communication, and stakeholder management skills.
• Ability to interpret complex legal and regulatory texts.

Benefits

• Competitive salary and performance-related incentives.
• Comprehensive medical, dental, and vision coverage.
• Pension plan with company contributions.
• Support for professional development and ongoing training.
• A dynamic work environment with a focus on ethical conduct and compliance in Leeds .