Lead Compliance Officer

About the Role

Our client is seeking a highly experienced and diligent Lead Compliance Officer to oversee and strengthen their regulatory compliance framework in Cardiff . This senior position is instrumental in ensuring adherence to all relevant financial laws and regulations within the UK market. You will lead a team of compliance professionals, develop robust compliance policies, and conduct risk assessments to safeguard the organisation. This role offers a significant leadership opportunity within a growing financial services firm, providing a platform to shape compliance strategies and maintain the highest standards of integrity and governance.

Key Responsibilities

• Develop, implement, and maintain comprehensive compliance policies and procedures aligned with UK financial regulations.
• Lead and mentor the compliance team, fostering a culture of strong ethical conduct and regulatory awareness.
• Conduct regular risk assessments and internal audits to identify potential compliance gaps and vulnerabilities.
• Manage regulatory reporting requirements and liaise with regulatory bodies such as the FCA.
• Oversee anti-money laundering (AML) and know-your-customer (KYC) procedures.
• Provide training and guidance to employees on compliance matters and regulatory updates.

Requirements

• Law degree or a relevant professional qualification in compliance or financial services.
• A minimum of 7 years of experience in a financial services compliance role, with at least 3 years in a leadership capacity.
• In-depth knowledge of UK financial services regulations, including FCA handbook rules.
• Proven experience in developing and implementing compliance programs and controls.
• Excellent leadership, communication, and interpersonal skills.

Benefits

• An attractive annual salary of 65000 .
• Defined contribution pension scheme and life assurance.
• Generous annual leave entitlement plus bank holidays.
• Opportunities for professional development and attending industry conferences.
• A supportive and professional working environment in the heart of Cardiff .