Compliance Officer - Financial Services

About the Role

Our client, a well-established financial services firm, is looking for a diligent and experienced Compliance Officer to join their team based in Portsmouth . This role is crucial for ensuring the company adheres to all relevant financial regulations and industry standards. You will be responsible for developing, implementing, and monitoring compliance policies and procedures across the organization. The ideal candidate will have a strong understanding of regulatory frameworks and a proactive approach to risk management, safeguarding the firm's integrity and reputation.

Key Responsibilities

• Develop, implement, and maintain compliance policies and procedures.
• Conduct regular compliance monitoring and internal audits.
• Advise on regulatory requirements and interpret new legislation impacting the business.
• Investigate compliance breaches and recommend corrective actions.
• Prepare and submit regulatory reports as required.
• Provide compliance training to staff members across departments.
• Liaise with regulatory bodies and external auditors.

Requirements

• Bachelor's degree in Law, Finance, Business, or a related field.
• Proven experience in a compliance role within the financial services industry.
• Thorough knowledge of UK financial regulations (e.g., FCA rules).
• Excellent analytical, problem-solving, and decision-making skills.
• Strong communication and interpersonal abilities, with the capacity to influence stakeholders.
• High level of integrity and ethical standards.

Benefits

• Competitive salary package.
• Opportunity to work in a dynamic financial environment.
• Comprehensive benefits, including health insurance and pension.
• Professional development and training opportunities.
• Supportive management and team culture.