Compliance Officer - Financial Services

About the Role

Our client is seeking an experienced and meticulous Compliance Officer to join their esteemed financial services firm in Sunderland . This role is critical in ensuring that the company adheres to all relevant regulatory requirements and internal policies. You will be responsible for monitoring, evaluating, and improving the company's compliance framework, working closely with various departments to foster a culture of adherence and integrity. The role offers a hybrid working model, allowing for both collaborative office-based work and focused remote productivity, contributing significantly to the firm's reputation and operational excellence in Tyne and Wear .

Key Responsibilities

• Develop, implement, and maintain the company's compliance policies and procedures.
• Conduct regular compliance reviews, audits, and risk assessments across all business areas.
• Monitor regulatory changes and ensure the company remains up-to-date with all relevant legislation.
• Investigate potential compliance breaches and recommend corrective actions.
• Provide compliance training and guidance to staff at all levels.
• Prepare compliance reports for senior management and regulatory bodies.

Requirements

• Bachelor's degree in Law, Finance, Business, or a related discipline.
• Proven experience (3+ years) in a compliance role within the financial services industry.
• Thorough understanding of UK financial regulations (e.g., FCA rules, AML, KYC).
• Excellent analytical, problem-solving, and investigative skills.
• Strong communication and interpersonal skills, with the ability to influence stakeholders.
• Experience with compliance monitoring software is advantageous.

Benefits

• Competitive salary and benefits package.
• Hybrid working arrangement promoting flexibility.
• Opportunities for professional development and certifications.
• Contribution to a company committed to high ethical standards.
• Supportive and professional working environment.